Section 351 exchange complete guide covering control rules, diversification, eligible assets, advisor duties, and what to expect.
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Wealth advisors, independent registered investment advisors, individual investor and other high net worth investors, and family offices, are invited to stay ahead of the curve by registering for notifications about upcoming ETF launches with diverse investment themes. This service ensures advisors can offer clients timely information about new opportunities in sectors such as technology, healthcare, renewable energy, and more. Additionally, our platform facilitates 351 conversions, enabling advisors to help clients transfer appreciated securities into an ETF without incurring capital gains taxes, thus optimizing their investment strategies. Sign up now to receive timely updates and leverage these innovative investment opportunities for your clients.
Your Wealth Advisor Doesn't Help with 351s?
You ask your advisor at Morgan Stanley, Merrill Lynch, UBS, Goldman Sachs, JP Morgan, or Wells Fargo about a Section 351 exchange. The answer comes back as some version of no. Here are some that will help.
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Latest 351 Conversion Analyses
Explore our latest analyses on 351 exchanges, tax basis strategies, savings projections, and rules that shape Section 351 conversions. Built for advisors who need the numbers, not the theory.
Key SEC and IRS rules for a 351 conversion, including diversification tests, custodial setup, prospectus alignment, and eligibility factors.
Everything you need to know about 351 ETF conversions, including tax benefits, requirements, and how to transfer assets into ETFs tax-free.
Learn how Tax Liability Insurance protects against IRS risks in 351 conversions, covering potential tax liabilities if tax-free treatment fails.
Discover how Section 351 conversions and ETFs allow indefinite tax deferral and why this strategy is often seen as a loophole for wealthy investors.
Understand the look-through rule in 351 exchanges and how ETF diversification impacts IRS compliance and tax-deferred portfolio transfers.