ETF Legal & Share Class Structures – A Regulatory Crossroads

Explore ETF legal and share class structures amid regulatory change, including SEC guidance and multi-share class models, plus key compliance challenges.

Rules & Regulations
ETF Legal & Share Class Structures – A Regulatory Crossroads

In a rapidly evolving landscape for ETF issuers, navigating legal and structural shifts is more critical than ever. This panel discussion from the ETP Forum dives deep into the current “regulatory crossroads” facing the industry.

Industry experts examine the surging interest in multi-share class models and how recent approvals are influencing fund formation. The discussion also covers the implications of the SEC’s updated guidance and tackles broader compliance challenges, including the Name Rule, Section 351 exchanges, distribution oversight, and global regulatory pressures.

Watch the full panel discussion below:

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